Client Resources

On-Boarding Checklist

Initial Consultation Form and Risk Tolerance Questionnaire Please return to James Bishop

Privacy Policy and ADV 2

IARD/CRD Web System (search Dark Horse LLC-#156501-or James A Bishop-#5888943)

Registered Investment Advisors (like Dark Horse LLC) vs. Broker-Dealers (where there is no fiduciary duty.)

Fee-Only (like Dark Horse LLC) vs. Commission-Based and Fee-Based Advisors

Fiduciary Standard (to which Dark Horse LLC is held)

Website Disclosure